Doctor of Philosophy (PhD)


Division of Electrical and Computer Engineering

Document Type



In wireless communication systems, economic approaches can be applied to spectrum sharing and enhance spectrum utilization.

In this research, we develop a model where geographic information, including licensed areas of primary users (PUs) and locations of secondary users (SUs), plays an important role in the spectrum sharing system. We consider a multi-price policy and the pricing power of noncooperative PUs in multiple geographic areas. Meanwhile, the value assessment of a channel is price-related and the demand from the SUs is price-elastic. By applying an evolutionary procedure, we prove the existence and uniqueness of the optimal payoff for each PU selling channels without reserve. In the scenario of selling channels with reserve, we predict the channel prices for the PUs leading to the optimal supplies of the PUs and hence the optimal payoffs.

To increase spectrum utilization, the scenario of spatial spectrum reuse is considered. We consider maximizing social welfare via on-demand channel allocation, which describes the overall satisfaction of the SUs when we involve the supply and demand relationship. We design a receiver-centric spectrum reuse mechanism, in which the optimal channel allocation that maximizes social welfare can be achieved by the Vickrey-Clarke-Groves (VCG) auction for maximal independent groups (MIGs). We prove that truthful bidding is the optimal strategy for the SUs, even though the SUs do not participate in the VCG auction for MIGs directly. Therefore, the MIGs are bidding truthfully and the requirement for social welfare maximization is satisfied.

To further improve user satisfaction, user characteristics that enable heterogeneous channel valuations need to be considered in spatial spectrum reuse. We design a channel transaction mechanism for non-symmetric networks and maximize user satisfaction in consideration of multi-level flexible channel valuations of the SUs. Specifically, we introduce a constrained VCG auction. To facilitate the bid formation, we transform the constrained VCG auction to a step-by-step decision process. Meanwhile, the SUs in a coalition play a coalitional game with transferable utilities. We use the Shapley value to realize fair payoff distribution among the SUs in a coalition.



Committee Chair

Zhou, Xiangwei

Available for download on Tuesday, October 15, 2019